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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-09-26 |
| PA | RA | APPROVED | 2016-09-06 |
Branch Locations
1735 Market St Ste 1400, Philadelphia, PA 19103 • United States
1735 Market Street Suite 1400, Philadelphia, PA 19103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Philadelphia | PA | 01/2010 | 09/2016 |
| Raymond James & Associates, Inc. | Philadelphia | PA | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-16 |
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