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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
IA RA APPROVED 2012-10-18
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • IA RA
    APPROVED
    Since 2012-10-18

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

1067 N. Center Point Rd, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nations Financial Group, Inc. Hiawatha IA 10/2012 Present
Previous Registrations
  • 2001-05-01 → 2012-10-31
    Financial Resources Group
    Cedar Rapids, IA
Other Businesses

HEY JUDE PARTNERS. NOT INVESTMENT RELATED. 1067 N CENTER POINT RD HIAWATHA, IA 52233. NATURE OF BUSINESS IS COMMERCIAL REAL ESTATE. OWNER OF 1 BUILDING. POSITION IS OWNER/PARTNER. STARTED 1/2001. APPROX 3-4 HRS/MONTH ON OTHER BUSINESS. 1-2 HRS/MONTH DURING SECURITY TRADING HRS. DUTIES ARE BOOKKEEPING// Northern lights farm. 1660 o'connor rd. cedar rapids, ia . not investment related. nature of business private horse boarding. position is owner/partner. start 7/15/16. approx 10-15 hrs per month spent on business, with 3-4 during security trading hrs. duties are management of boarding staff, boarders, etc.// Next Generation Wealth, LLC. 1067 N. Center Point Rd. Hiawatha, IA 52233. Is investment related. Nature of business is LLC for investment business. Position is owner, employee, partner. Started 5/12/23. Spend approx 160 hours/month on business, all during security trading hrs. Duties are as Financial Advisor Eastern Iowa Dressage and Combined Training GMO. 4810 Rapid Creek Rd. Iowa City, IA 52240. Not investment related. Nature of business is equine education and training. Position is Treasurer. Start date - 12/21/23. Approx 3 hours/month spent on business, none during security trading hours. Duties are monthly financial reports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-30
S65 Uniform Investment Adviser Law Examination 1997-12-08
S63 Uniform Securities Agent State Law Examination 1985-05-31
  • S66 Uniform Combined State Law Examination
    2001-04-30
  • S65 Uniform Investment Adviser Law Examination
    1997-12-08
  • S63 Uniform Securities Agent State Law Examination
    1985-05-31
Other Names
  • Deb Johnson

View on SEC IAPD

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