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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| IA | RA | APPROVED | 2012-10-18 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
1067 N. Center Point Rd, Hiawatha, IA 52233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc. | Hiawatha | IA | 10/2012 | Present |
HEY JUDE PARTNERS. NOT INVESTMENT RELATED. 1067 N CENTER POINT RD HIAWATHA, IA 52233. NATURE OF BUSINESS IS COMMERCIAL REAL ESTATE. OWNER OF 1 BUILDING. POSITION IS OWNER/PARTNER. STARTED 1/2001. APPROX 3-4 HRS/MONTH ON OTHER BUSINESS. 1-2 HRS/MONTH DURING SECURITY TRADING HRS. DUTIES ARE BOOKKEEPING// Northern lights farm. 1660 o'connor rd. cedar rapids, ia . not investment related. nature of business private horse boarding. position is owner/partner. start 7/15/16. approx 10-15 hrs per month spent on business, with 3-4 during security trading hrs. duties are management of boarding staff, boarders, etc.// Next Generation Wealth, LLC. 1067 N. Center Point Rd. Hiawatha, IA 52233. Is investment related. Nature of business is LLC for investment business. Position is owner, employee, partner. Started 5/12/23. Spend approx 160 hours/month on business, all during security trading hrs. Duties are as Financial Advisor Eastern Iowa Dressage and Combined Training GMO. 4810 Rapid Creek Rd. Iowa City, IA 52240. Not investment related. Nature of business is equine education and training. Position is Treasurer. Start date - 12/21/23. Approx 3 hours/month spent on business, none during security trading hours. Duties are monthly financial reports.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-31 |
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