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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-31 |
| FL | RA | APPROVED | 2022-10-28 |
Branch Locations
Jacksonville, FL • United States
822 A1A N Ste 303, Ponte Vedra Beach, FL 32082 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ponte Vedra Beach | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ponte Vedra Beach | FL | 11/2016 | 09/2022 |
| Ameriprise Financial Services, Llc | Ponte Vedra Beach | FL | 10/2022 | Present |
Business Ownership; Pappas Wealth Management, LLC; Owner; Manage Ameriprise Business; 822 A1A N Suite 303, , Ponte Vedra Beach, FL, 32082; Investment-Related; 12/28/2022; 60 hours per month; 60 during trading hours. Other Business Activities; FINRA Arbitrator; Harry can be called to be an Arbitrator for a FINRA matter. He has never been called to serve yet.; 180 Veracruz dr, # 213, Ponte Vedra Beach, FL, 32082; Investment-Related; 01/01/2020; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-23 |
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