George W Burke Jr.

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-08-26
CA	RA	APPROVED	2000-12-04

TX RA
APPROVED_RES

Since 2024-08-26
CA RA
APPROVED

Since 2000-12-04

Branch Locations

31111 Agoura Road, Westlake Village, CA 91361 • United States

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Westlake Villag	CA	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc.

Westlake Villag, CA

Other Businesses

CITY MARKET OF LOS ANGELES. LOS ANGELES, CA. NOT INVESTMENT RELATED. BUSINESS - REIT. TITLE - DIRECTOR. START DATE - 01/01/1992. 6/10 HRS/ANNUALLY. 6 ANNUALLY HRS - DURING SECURITIES TRADING HRS. DUTIES - ATTEND 4 BOARD MEETINGS ANNUALLY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-20
S63	Uniform Securities Agent State Law Examination	1985-06-11

S65 Uniform Investment Adviser Law Examination

1992-07-20
S63 Uniform Securities Agent State Law Examination

1985-06-11

Other Names

George Weller Burke
George W Jr Burke
George Weiler Burke

View on SEC IAPD