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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2013-06-18
  • OR RA
    APPROVED
    Since 2013-06-18

Branch Locations

38975 Proctor Blvd, Sandy, OR 97055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 06/2013 Present
Cambridge Investment Research Advisors Inc Fairfield IA 06/2013 Present
Previous Registrations
Other Businesses

1) CLACKAMAS COUNTY BANK, 38975 PROCTOR BLVD, SANDY, OR, 8/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 30/WK - 20/TRADING. 2) OREGON TRAIL SCHOOL DISTRICT, 36525 SE Industrial Way, Sandy, OR 97055, United States, 03/2018, Budget Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO: 1, HR/MO TRADING: 0 3) SANDY CHAMBER CAREER EDUCATION COMMITTEE, SANDY, OR 97055, MEMEBER SINCE 9/20/13, 3 HOURS PER MONTH, NONE DURING TRADING, WE ARE A CHAMBER COMMITTEE THAT HELPS BUSINESSES CONNECT WITH EDUCATORS AND STUDENTS. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 7/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) CLACKAMAS COUNTY BANK AGENCY, 38975 Proctor Blvd, Sandy OR 97055, 07/2013, Agent, Insurance, NIR, 136 HR/MO - 100 HR/MO Trading. 6) Sandy Kiwanis, PO Box 1261, Sandy OR 97055, Board Member, NIR, 4 HR/MO - 0 HR TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-21
S63 Uniform Securities Agent State Law Examination 1985-11-18
  • S65 Uniform Investment Adviser Law Examination
    2003-05-21
  • S63 Uniform Securities Agent State Law Examination
    1985-11-18
Other Names
  • Barbara Gail Irvin
  • Barbara G Bennett
  • Barbara Gail Bennett
  • Barb Clare

View on SEC IAPD

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