Best Investors Account Sign in

Robert Anthony Martin

Osaic Institutions, Inc.

Hyannis, MA

Marstons Mills, MA

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2017-03-27
  • MA RA
    APPROVED
    Since 2017-03-27

Branch Locations

695 Attucks Lane, Hyannis, MA 02601 • United States

3878 Falmouth Road, Marstons Mills, MA 02648 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na South Yarmouth MA 09/2014 03/2017
Santander Securities Llc Guaynabo PR 09/2014 03/2017
Infinex Investments, Inc. Meriden CT 03/2017 Present
The Cooperative Bank Of Cape Cod Hyannis MA 03/2017 Present
  • 09/2014 → 03/2017
    Santander Bank Na
    South Yarmouth, MA
  • 09/2014 → 03/2017
    Santander Securities Llc
    Guaynabo, PR
  • 03/2017 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 03/2017 → Present
    The Cooperative Bank Of Cape Cod
    Hyannis, MA
Previous Registrations
  • 2014-10-07 → 2017-03-15
    Santander Securities Llc
    Chatham, MA
    Hyannis, MA
    Edgartown, MA
    Edgartown, MA
    South Yarmouth, MA
    Worcester, MA
    Vineyard Haven, MA
    Oak Bluffs, MA
    South Dennis, MA
    Chilmark, MA
    Framingham, MA
    Hyannis, MA
    Vineyard Haven, MA
    Oak Bluffs, MA
    Edgartown, MA
    Orleans, MA
  • 2013-10-25 → 2014-04-04
    New York Life Investment Management Llc
    New York, NY
  • 2009-10-23 → 2012-04-09
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
    Hyannis, MA
    Hyannis, MA
    New York, NY
  • 2009-01-09 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Hyannis, MA
    Hyannis, MA
    Boston, MA
    Columbia, MD
    Boston, MA
  • 2005-02-01 → 2008-12-31
    Bofa Advisors, Llc
    Boston, MA
    Hyannis, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 1991-07-09
  • S66 Uniform Combined State Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    1991-07-09

View on SEC IAPD

Other Firms

BEACON FINANCIAL PLANNING, INC
COMMONWEALTH FINANCIAL NETWORK
TGA CAPITAL MANAGEMENT
UBS FINANCIAL SERVICES INC.
MORGAN STANLEY
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

Marco Farina
Heather Melissa Lynch
KELLI MARIE GREW
Kathleen Erin Kane
Joshua Wayne Coffey
Caden Scott Buckley
MICHAELA GREEN HERLIHY
KATHERINE DIMASCOLO

Other Offices

BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
TGA CAPITAL MANAGEMENT · HYANNIS, MA
UBS FINANCIAL SERVICES INC. · HYANNIS, MA
MORGAN STANLEY · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · Hyannis, MA
OSAIC WEALTH, INC. · HYANNIS, MA
OSAIC INSTITUTIONS, INC. · HYANNIS, MA

More in Hyannis, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor