Frederick Howard Adler

Current Employers

Gibbs Wealth Management, Llc

3980 Old Milton Parkway, Alpharetta, GA 30005 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-05-02

AZ RA
APPROVED

Since 2024-05-02

Branch Locations

2959 N Swan Road Suite 101, Tucson, AZ 85712 • United States

3980 Old Milton Parkway, Alpharetta, GA 30005 • United States

1151 S. La Canada Dr Suite 100, Green Valley, AZ 85614 • United States

200 W. Magee Rd Suite 120, Tucson, AZ 85704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Adler Financial Services	Tucson	AZ	04/2000	01/2020
Suncrest Wealth Management	Tucson	AZ	04/2014	Present
Gibbs Wealth Management, Llc	Tucson	AZ	01/2024	Present
Suncrest Wealth Advisors	Tucson	AZ	07/2023	Present

04/2000 → 01/2020

Adler Financial Services

Tucson, AZ
04/2014 → Present

Suncrest Wealth Management

Tucson, AZ
01/2024 → Present

Gibbs Wealth Management, Llc

Tucson, AZ
07/2023 → Present

Suncrest Wealth Advisors

Tucson, AZ

Other Businesses

SUNCREST WEALTH MANAGEMENT INVESTMENT RELATED INSURANCE AGENT 2959 N. SWAN RD., STE 101, TUCSON, AZ 85712 04/2015 173 HOURS/MONTH 173 HOURS/MONTH TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-20
S63	Uniform Securities Agent State Law Examination	2000-01-24

S65 Uniform Investment Adviser Law Examination

2024-01-20
S63 Uniform Securities Agent State Law Examination

2000-01-24

Other Names

Fred Adler
Frederick Howard Adler

View on SEC IAPD