Sherry Rowland

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-12-19

TX RA
APPROVED

Since 2008-12-19

Branch Locations

Frisco, TX • United States

Legacy Tower 7250 Dallas Parkway, 12Th Floor, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Addison	TX	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Addison, TX

Previous Registrations

2008-08-27 → 2008-12-23

Morgan Stanley & Co. Llc

Plano, TX
2006-10-26 → 2008-06-10

Banc Of America Investment Services, Inc.

Addison, TX

Dallas, TX

Addison, TX

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-25

S66 Uniform Combined State Law Examination

2006-10-25

Other Names

Sherry Ann Roush
Sherry Ann Cornett
Sherry Ann Rowland

View on SEC IAPD