Charles P Graves

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Nuveen Investments
  Chicago, IL

Previous Registrations

• 2009-06-01 → 2016-07-11
  Morgan Stanley
  Purchase, NY
• 2008-04-01 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Stamford, CT
• 2005-12-19 → 2008-04-09
  Clearbridge Investments, Llc
  New York, NY
• 1994-09-27 → 2005-12-16
  Citigroup Global Markets Inc.
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-12-16
• S63 Uniform Securities Agent State Law Examination
  1986-02-24

Other Names

• Chad Graves
• Charles Paulson Graves
• Charles P Graves Iii