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816 S. 169Th Street, Omaha, NE 68118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-08-31 |
| TX | RA | APPROVED_RES | 2014-04-03 |
| NE | RA | APPROVED | 2009-02-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bazis & Young Investment Group Llc | Omaha | NE | 02/2009 | Present |
11/25/2013 - DUANE BAZIS, JR IS INDEPENDENTLY LICENSED AS AN INSURANCE AGENT AND SELLS INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, LTC AND ANNUITIES; THIS ACTIVITY IS NOT INVESTMENT RELATED. ADDRESS IS 1065 N 115TH ST, OMAHA, NE 68154. DUANE RECEIVES COMMISSIONS WHEN DOING SO. HE SPENDS ABOUT ONE HOUR PER WEEK ON THIS ACTIVITY; ABOUT HALF OF THE TIME DURING SECURITIES HOURS.MR. BAZIS HAS BEEN A LICENSED INSURANCE AGENT FOR MORE THEN 30 YEARS. DUANE ALSO SPENDS ABOUT ONE HOUR PER WEEK ON BAZIS GROUP WHICH IS A SOLE PROPRIETORSHIP SOLELY OWEND BY DUANE BAZIS. BAZIS GROUP LEASES EQUIPMENT TO OLIVE BRANCH EQUESTRIAN, LLC WHICH IS OWNED BY DUANE'S DAUGHTER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-09 |
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