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Randall Singh Shoker

Shoker Investments

Oxford, OH

CRD 1369610

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Employer firm

Shoker Investments CRD 107857

$511M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Shoker Investments

Oxford, OH • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-11-27
OH RA APPROVED 2003-01-16
KY RA APPROVED 1992-08-10
  • IN RA
    APPROVED
    Since 2023-11-27
  • OH RA
    APPROVED
    Since 2003-01-16
  • KY RA
    APPROVED
    Since 1992-08-10

Branch Locations

Oxford, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shoker Investment Counsel Inc. Oxford OH 01/2003 Present
  • 01/2003 → Present
    Shoker Investment Counsel Inc.
    Oxford, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-04
S63 Uniform Securities Agent State Law Examination 1985-07-17
  • S65 Uniform Investment Adviser Law Examination
    2025-02-04
  • S63 Uniform Securities Agent State Law Examination
    1985-07-17

View on SEC IAPD

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