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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-03
CA RA APPROVED 2009-02-10
IL RA APPROVED 2009-01-30
WA RA APPROVED 2009-01-30
  • TX RA
    APPROVED_RES
    Since 2017-10-03
  • CA RA
    APPROVED
    Since 2009-02-10
  • IL RA
    APPROVED
    Since 2009-01-30
  • WA RA
    APPROVED
    Since 2009-01-30

Branch Locations

300 University Avenue Suite 200, Sacramento, CA 95825 • United States

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Roseville CA 01/2009 Present
  • 01/2009 → Present
    Robert W. Baird
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-12
S63 Uniform Securities Agent State Law Examination 1986-08-22
  • S65 Uniform Investment Adviser Law Examination
    1992-05-12
  • S63 Uniform Securities Agent State Law Examination
    1986-08-22

View on SEC IAPD

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