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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-29 |
| NV | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
Palm Desert, CA • United States
295 Hwy. 50 Suite 7, Zephyr Cove, NV 89448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | Sandiego | CA | 12/1994 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Zephyr Cove | NV | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. TAHOE DOUGLAS ROTARY CLUB; NON-PROFIT ORGANIZATION. 2. BUSCHER VACATION RENTAL REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT) JTWROS 8 HOURS PER MONTH 05/01/2012
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-22 |
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