Richard Soennichsen

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 07/2024
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 06/2024
  Grove Point Investments, Llc
  Rockville, MD
• 07/2024 → Present
  Independent Financial Group, Llc
  Santa Rosa, CA

Previous Registrations

• 2021-04-01 → 2024-07-17
  Grove Point Advisors, Llc
  Rockville, MD
  Santa Rosa, CA
  Rockville, MD
• 2011-04-15 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Santa Rosa, CA
• 2005-02-16 → 2007-03-12
  Afa Advisor Services Llc
  Santa Rosa, CA
  Calabasas, CA

Other Businesses

RICHARD SOENNICHSEN LICENSED CALIFORNIA INSURANCE AGENT POSITION: AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 06/01/1985 ADDRESS: 175 CONCOURSE BLVD. SUITE A, SANTA ROSA CA 95403 DESCRIPTION: LICENSED CALIFORNIA INSURANCE AGENT

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-04-15

Designations

• Certified Financial Planner

Other Names

• R H Soennichsen
• Rick Soennichsen
• Richard Henry Soennichsen