James Theodore Mattson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2020
  Morgan Stanley Smith Barney
  St Paul, MN
• 01/2015 → 05/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2020 → 11/2023
  Ameriprise Financial Services Inc
  Edina, MN
• 01/2015 → 05/2020
  Morgan Stanley Private Bank, N.A
  New York, NY
• 12/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2023 → Present
  Mattson Wealth Management, Llc
  Minnetonka, MN
• 12/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → 11/2024
  Advisortnet Wealth Partners
  Minnetonka, MN

Previous Registrations

• 2024-01-30 → 2024-11-14
  Advisornet Wealth Partners
  Sarona, WI
  Minnetonka, MN
• 2020-05-22 → 2023-12-05
  Ameriprise Financial Services, Llc
  Wayzata, MN
  Edina, MN
• 2010-12-10 → 2020-05-27
  Morgan Stanley
  St. Paul, MN
• 1995-12-08 → 2010-12-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Eau Claire, WI
  Eau Claire, WI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/1986 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: MATTSON WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL CONSULTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL BE PROVIDING BROKERAGE AND ADVISORY SERVICES TO CLIENTS WHEN NEEDED; 3. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC DBA ADVISORNET WEALTH PARTNERS - CRD#113074; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 1/2024; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 4. NAME OF OTHER BUSINESS: 3J'S BUCKING BULLS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC; START DATE: 3/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC CREATED FOR RAISING BUCKING BULLS FOR RODEOS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-06
• S63 Uniform Securities Agent State Law Examination
  1986-06-12

Other Names

• Jim Mattson
• James Theodore Mattson
• James Theodore Mattson