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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-23
IL RA APPROVED 2007-01-30
  • FL RA
    APPROVED
    Since 2018-08-23
  • IL RA
    APPROVED
    Since 2007-01-30

Branch Locations

495 Chestnut Street, Winnetka, IL 60093 • United States

227 West Monroe Street, Chicago, IL 60606 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Winnetka IL 01/2000 Present
  • 01/2000 → Present
    Robert W Baird
    Winnetka, IL
Other Businesses

Name/Address: Glenview Park District Tennis Instructor / 2600 W. Lake Ave, Glenview, IL 60026 Start Date: 09/18/2023 Hours Spent: 0-9 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Tennis Instructor Non Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-11
S63 Uniform Securities Agent State Law Examination 1990-07-27
  • S65 Uniform Investment Adviser Law Examination
    1999-03-11
  • S63 Uniform Securities Agent State Law Examination
    1990-07-27

View on SEC IAPD

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