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Tina Bakalas

LPl Financial LLC

Fort Mill, SC

Whitestone, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-10-11
NY RA APPROVED 2021-08-03
  • SC RA
    APPROVED
    Since 2023-10-11
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Whitestone, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Astoria Federal Savings Floral Park NY 03/2008 11/2025
Lpl Financial, Llc Charlotte NC 12/2009 Present
  • 03/2008 → 11/2025
    Astoria Federal Savings
    Floral Park, NY
  • 12/2009 → Present
    Lpl Financial, Llc
    Charlotte, NC
Other Businesses

(1) 08/15/2010 - DBA ONLY, FINANCIAL RESOURCES GROUP, inv - rel - at reported business location(s) - 0% OF TIME SPENT (2) 10/11/2017 - STERLING WEALTH SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 10/01/2017 - 170 hours per month during securities trading. (3) 09/02/2021 - Webster Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/02/2021.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-19
  • S63 Uniform Securities Agent State Law Examination
    2014-07-19

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
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PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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