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Maureen Kay Eddy Dye

Wells Fargo Clearing Services, LLC

Sarasota, FL

Palmetto, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-25
FL RA APPROVED 2018-01-25
  • TX RA
    APPROVED_RES
    Since 2023-10-25
  • FL RA
    APPROVED
    Since 2018-01-25

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

510 7Th St W, Palmetto, FL 34221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bradenton FL 10/2017 Present
Wells Fargo Clearing Services, Llc Bradenton FL 11/2017 Present
Manatee County Schools Bradenton FL 07/2016 08/2017
  • 10/2017 → Present
    Wells Fargo Bank, Na
    Bradenton, FL
  • 11/2017 → Present
    Wells Fargo Clearing Services, Llc
    Bradenton, FL
  • 07/2016 → 08/2017
    Manatee County Schools
    Bradenton, FL
Previous Registrations
  • 1995-08-11 → 2006-03-03
    Morgan Stanley Dw Inc.
    Bradenton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-24
S65 Uniform Investment Adviser Law Examination 1994-09-01
S63 Uniform Securities Agent State Law Examination 1985-06-13
  • S66 Uniform Combined State Law Examination
    2018-01-24
  • S65 Uniform Investment Adviser Law Examination
    1994-09-01
  • S63 Uniform Securities Agent State Law Examination
    1985-06-13
Other Names
  • Maureen Kay Eddy
  • Maureen Kay Dye
  • Maureen Kay Eddy Dye
  • Maureen Dye

View on SEC IAPD

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