Michael Charles Herholtz

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → 03/2018
  Mutual/United Of Omaha Insurance Company
  Syracuse, NY
• 01/1996 → 03/2018
  Mutual Of Omaha Investor Services, Inc.
  Syracuse, NY
• 03/2018 → Present
  Mml Investors Services, Llc
  Fulton, NY
• 04/2018 → Present
  Mass Mutual Life Insuracne Company
  Fulton, NY

Other Businesses

1) Name: Any Size Financial Solutions Inv rel: Y Add: 8 Carrie Lane Hastings, NY 13076 Nature: NonMMLIA Insurance Brokerage Position: Sales, Agent Start date: 01/01/2017 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Individual Life, Health.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-07-10