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Christopher Jerome Cataldi

Ameriprise Financial Services, LLC

Redondo Beach, CA

Long Beach, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-12-15
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

Redondo Beach, CA • United States

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Long Beach CA 09/2005 03/2020
Ameriprise Financial Services, Llc Long Beach CA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Metropolitan Life; 06/11/1991; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-22
  • S66 Uniform Combined State Law Examination
    1999-03-22

View on SEC IAPD

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