Steven Michael Stratton

Employer firm

Cornerstone Securities LLC CRD 140379

$210M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 11/2019
  Planmember Securities Corporation
  Carpinteria, CA
• 08/1984 → Present
  Steven M. Stratton Dba Sns Global, Inc.
  Morgan Hill, CA
• 11/2019 → Present
  Cornerstone Securities Llc
  Overland Park, KS

Previous Registrations

• 2019-11-19 → 2024-12-31
  Cornerstone Securities Llc
  Shady Cove, OR
  Overland Park, KS
  Shady Cove, OR
• 2017-10-10 → 2019-11-18
  Planmember Securities Corporation
  Morgan Hill, CA
  Carpinteria, CA
  Shady Cove, OR
• 2006-06-30 → 2015-11-10
  Cambridge Investment Research Advisors, Inc.
  San Jose, CA
  Gilroy, CA
  San Jose, CA
  San Martin, CA
• 2004-06-04 → 2006-07-10
  Tower Square Securities, Inc.
  San Jose, CA
  San Jose, CA
• 2003-02-19 → 2004-09-10
  Integrated Financial & Insurance Services
  San Jose, CA
• 2003-02-14 → 2004-06-14
  Ws Griffith Securities, Inc.
  San Jose, CA
• 2001-03-01 → 2003-02-03
  Park Avenue Securities Llc
  San Jose, CA

Other Businesses

1) Steven M. Stratton dba SNS Global, Inc- 1018 Chevney Way, Shady Cove, Oregon 97539 ; Investment related; Fixed insurance saes & svcs; Sales Rep; Start date 8/1984; 160-240 hrs/mnth; 11 hrs/mnth during trading. 2)Upper Rogue Rotary- 03/2019 to Present; Philanthropic Community Service. 3)Legal Shield 11/2019 - Present; Member/Distributor of legal counsel membership services.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-01
• S63 Uniform Securities Agent State Law Examination
  1996-03-01