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Norborne Gee Smith

Sequoia Financial Group, L.L.C.

Akron, OH

Berwyn, PA

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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-03-06
  • PA RA
    APPROVED
    Since 2023-03-06

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

1205 Westlakes Drive, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zeke Capital Advisors Berwyn PA 09/2013 Present
Sequoia Financial Advisors Berwyn PA 03/2023 Present
  • 09/2013 → Present
    Zeke Capital Advisors
    Berwyn, PA
  • 03/2023 → Present
    Sequoia Financial Advisors
    Berwyn, PA
Previous Registrations
  • 2021-01-11 → 2023-02-28
    Zeke Capital Advisors, Llc
    Berwyn, PA
Other Businesses

Premier Outdoor Media - Director - Started in 2018, 4hrs/month, Billboard Company Wolbers BBQ - Restaurant - Partner since 2019 - 1hr/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 1985-05-30
  • S65 Uniform Investment Adviser Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    1985-05-30
Other Names
  • Norborne Smith
  • Norborne Gee Smith
  • Gee Smith

View on SEC IAPD

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