Robert Anthony Case

Current Employers

Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-10

NY RA
APPROVED

Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc.	New York	NY	05/2007	Present
Bear, Stearns & Co. Inc.	New York	NY	10/2008	Present
Ingalls & Snyder Llc	New York	NY	07/2011	Present
Ingalls Investment Management, Llc	New York	NY	08/2026	Present

05/2007 → Present

J.P. Morgan Securities Inc.

New York, NY
10/2008 → Present

Bear, Stearns & Co. Inc.

New York, NY
07/2011 → Present

Ingalls & Snyder Llc

New York, NY
08/2026 → Present

Ingalls Investment Management, Llc

New York, NY

Other Businesses

TRUSTEE OF THREE FAMILY TRUSTS. INVESTMENT-RELATED, STARTED AT VARIOUS TIMES, AND AS TRUSTEE DEVOTE LESS THAN 1 HOUR MONTHLY TO THEM.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-08-30

S63 Uniform Securities Agent State Law Examination

2007-08-30