Steven Jay Solmonson

Current Employers

Spectrum Asset Management, Inc.

2 High Ridge Park, Stamford, CT 06905 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-03-20
CT	RA	APPROVED	2019-03-06

TX RA
APPROVED_RES

Since 2023-03-20
CT RA
APPROVED

Since 2019-03-06

Branch Locations

2 High Ridge Park, Stamford, CT 06905 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spectrum Asset Management, Inc.	Stamford	CT	01/2012	Present

01/2012 → Present

Spectrum Asset Management, Inc.

Stamford, CT

Other Businesses

Institutional Sales for Spectrum Asset Management, Inc. ("Spectrum") SAMI Brokerage LLC ("SAMI") is a wholly owned direct subsidiary of Spectrum and is the executing broker for Spectrum.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-19
S63	Uniform Securities Agent State Law Examination	1997-02-24

S66 Uniform Combined State Law Examination

2012-06-19
S63 Uniform Securities Agent State Law Examination

1997-02-24

View on SEC IAPD

Current Employers

Spectrum Asset Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews