Catherine Louise Nolan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1979 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville Beach, FL

Other Businesses

I*46825 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TALBOTS INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: PONTE VEDRA, FLORIDA 32082 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 11/20/2011 NUMBER OF HOURS DEVOTED: 60 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART TIME SEASONAL EMPLOYMENT - RETAIL SALES AT A CLOTHING STORE. I*56107 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LIFEVANTAGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: SANDY, UTAH 84070 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: DISTRIBUTOR START DATE OF RELATIONSHIP: 07/16/2012 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A MULTI LEVEL MARKETING BUSINESS THAT MY HUSBAND AND I ARE WORKING IN PART TIME AS DISTRIBUTORS. IT IS IN BOTH OF OUR NAMES BUT HE IS PRIMARILY INVOLVED IN IT. IT TAKES UP VERY LITTLE OF MY TIME, MAYBE 5 HOURS A WEEK.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-19