Scott Andrew Brown

Current Employers

Underdog Wealth Management, Llc

13762 Reimer Drive N, Maple Grove, MN 55311 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-12-05

MN RA
APPROVED

Since 2014-12-05

Branch Locations

3701 Shoreline Drive Suite 106B, Wayzata, MN 55391 • United States

13762 Reimer Drive N, Maple Grove, MN 55311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital Asset Advisory Services, Llc	Haslett	MI	11/2012	Present
Underdog Wealth Management Llc	Maple Grove	MN	11/2014	Present

11/2012 → Present

Capital Asset Advisory Services, Llc

Haslett, MI
11/2014 → Present

Underdog Wealth Management Llc

Maple Grove, MN

Previous Registrations

2013-12-11 → 2017-05-01

Cg Advisory Services

Williamston, MI

Wayzata, MN

Other Businesses

INSURANCE SALES (FIXED. INVESTMENT RELATED. 3701 SHORELINE DRIVE WAYZATA, MN INSURANCE AGENT 30 HOURS PER MONTH/DURING TRADING HOURS 2) LAKE MINNETONKA FINANCIAL, INC, YES INVESTMENT RELATED, 3701 SHORELINE DR STE 106B WAYZATA MN 55391, FINANCIAL, OWNER, START DATE 5/1/2012, 120 HPM, 80 HRS TRADING, FINANCIAL.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-08-08

S63 Uniform Securities Agent State Law Examination

1985-08-08

View on SEC IAPD

Current Employers

Underdog Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews