Best Investors Account Sign in

Vickie Tanabe

Wells Fargo Advisors Financial Network, LLC

Pasadena, CA

Reno, NV

CRD 1366239

Claim This Profile
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-09
  • CA RA
    APPROVED
    Since 2025-05-09

Branch Locations

225 S Lake St 1190 [Satellite], Pasadena, CA 91101 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seal Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 05/2025
Wells Fargo Advisors Financial Network, Llc Pasadena CA 05/2025 Present
Previous Registrations
Other Businesses

CO-TRUSTEE FOR PARENT'S TRUST; INV. RELATED; LA PALMA, CA; START DATE 4/9/2015; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-28
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    1998-02-28
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Vickie Yumiko Shingu
  • Vickie Yumiko Shingu
  • Vickie Yumiko Tanabe

View on SEC IAPD

More in Pasadena, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor