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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-03
NY RA APPROVED 2026-03-03
DC RA APPROVED 2026-01-27
HI RA APPROVED 2026-01-23
ND RA APPROVED 2026-01-15
CT RA APPROVED 2026-01-13
OK RA APPROVED 2026-01-12
KS RA APPROVED 2026-01-08
LA RA APPROVED 2026-01-07
AR RA APPROVED 2026-01-06
IA RA APPROVED 2026-01-06
NC RA APPROVED 2026-01-06
VA RA APPROVED 2026-01-06
AK RA APPROVED 2026-01-05
DE RA APPROVED 2026-01-05
NV RA APPROVED 2026-01-05
MA RA APPROVED 2026-01-02
SC RA APPROVED 2026-01-02
SD RA APPROVED 2026-01-02
KY RA APPROVED 2025-11-03
CO RA APPROVED 2025-10-31
MS RA APPROVED 2025-10-28
MN RA APPROVED 2025-10-10
NE RA APPROVED 2025-10-10
NM RA APPROVED 2025-10-09
RI RA APPROVED 2025-10-09
OR RA APPROVED 2025-10-08
IL RA APPROVED 2025-10-07
MI RA APPROVED 2025-10-03
NH RA APPROVED 2025-10-03
PA RA APPROVED 2025-10-03
FL RA APPROVED 2025-10-02
GA RA APPROVED 2025-10-02
TX RA APPROVED_RES 2025-10-02
WA RA APPROVED 2025-10-02
WV RA APPROVED 2025-10-02
WI RA APPROVED 2025-10-02
AL RA APPROVED 2025-10-01
ID RA APPROVED 2025-10-01
IN RA APPROVED 2025-10-01
ME RA APPROVED 2025-10-01
MD RA APPROVED 2025-10-01
MO RA APPROVED 2025-10-01
MT RA APPROVED 2025-10-01
NJ RA APPROVED 2025-10-01
OH RA APPROVED 2025-10-01
UT RA APPROVED 2025-10-01
VT RA APPROVED 2025-10-01
WY RA APPROVED 2025-10-01
  • AZ RA
    APPROVED
    Since 2026-03-03
  • NY RA
    APPROVED
    Since 2026-03-03
  • DC RA
    APPROVED
    Since 2026-01-27
  • HI RA
    APPROVED
    Since 2026-01-23
  • ND RA
    APPROVED
    Since 2026-01-15
  • CT RA
    APPROVED
    Since 2026-01-13
  • OK RA
    APPROVED
    Since 2026-01-12
  • KS RA
    APPROVED
    Since 2026-01-08
  • LA RA
    APPROVED
    Since 2026-01-07
  • AR RA
    APPROVED
    Since 2026-01-06
  • IA RA
    APPROVED
    Since 2026-01-06
  • NC RA
    APPROVED
    Since 2026-01-06
  • VA RA
    APPROVED
    Since 2026-01-06
  • AK RA
    APPROVED
    Since 2026-01-05
  • DE RA
    APPROVED
    Since 2026-01-05
  • NV RA
    APPROVED
    Since 2026-01-05
  • MA RA
    APPROVED
    Since 2026-01-02
  • SC RA
    APPROVED
    Since 2026-01-02
  • SD RA
    APPROVED
    Since 2026-01-02
  • KY RA
    APPROVED
    Since 2025-11-03
  • CO RA
    APPROVED
    Since 2025-10-31
  • MS RA
    APPROVED
    Since 2025-10-28
  • MN RA
    APPROVED
    Since 2025-10-10
  • NE RA
    APPROVED
    Since 2025-10-10
  • NM RA
    APPROVED
    Since 2025-10-09
  • RI RA
    APPROVED
    Since 2025-10-09
  • OR RA
    APPROVED
    Since 2025-10-08
  • IL RA
    APPROVED
    Since 2025-10-07
  • MI RA
    APPROVED
    Since 2025-10-03
  • NH RA
    APPROVED
    Since 2025-10-03
  • PA RA
    APPROVED
    Since 2025-10-03
  • FL RA
    APPROVED
    Since 2025-10-02
  • GA RA
    APPROVED
    Since 2025-10-02
  • TX RA
    APPROVED_RES
    Since 2025-10-02
  • WA RA
    APPROVED
    Since 2025-10-02
  • WV RA
    APPROVED
    Since 2025-10-02
  • WI RA
    APPROVED
    Since 2025-10-02
  • AL RA
    APPROVED
    Since 2025-10-01
  • ID RA
    APPROVED
    Since 2025-10-01
  • IN RA
    APPROVED
    Since 2025-10-01
  • ME RA
    APPROVED
    Since 2025-10-01
  • MD RA
    APPROVED
    Since 2025-10-01
  • MO RA
    APPROVED
    Since 2025-10-01
  • MT RA
    APPROVED
    Since 2025-10-01
  • NJ RA
    APPROVED
    Since 2025-10-01
  • OH RA
    APPROVED
    Since 2025-10-01
  • UT RA
    APPROVED
    Since 2025-10-01
  • VT RA
    APPROVED
    Since 2025-10-01
  • WY RA
    APPROVED
    Since 2025-10-01

Branch Locations

Brighton, MA • United States

200 State Street, 10Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 05/2006 12/2016
Cetera Advisors Llc Denver CO 08/2016 05/2017
Santander Securities, Llc Dorchester MA 06/2017 12/2020
Santander Bank, Na Boston MA 10/2018 09/2025
Santander Securities, Llc Dorchester MA 12/2020 04/2022
Santander Securities, Llc Boston MA 04/2022 03/2025
Santander Securities, Llc Boston MA 03/2025 09/2025
Td Bank N.A. Boston MA 09/2025 Present
Td Private Client Wealth Llc Boston MA 09/2025 Present
Previous Registrations
  • 2017-06-26 → 2025-09-15
    Boston, MA
    Brighton, MA
  • 2017-01-18 → 2017-05-04
    Cetera Advisors Llc
    Wakefield, MA
  • 2016-10-25 → 2016-12-31
    Cetera Advisors Llc
    Wakefield, MA
  • 2013-09-18 → 2016-10-18
    Investors Capital Corp.
    Lynnfield, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-12
  • S66 Uniform Combined State Law Examination
    2013-09-12
Other Names
  • Jamie G Degiso

View on SEC IAPD

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