Timothy David Gaarder

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Plymouth, MN
• 05/2010 → Present
  Investors Financial Group, Llc
  Plymouth, MN
• 03/2022 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2011-01-04 → 2022-07-25
  Investors Financial Group
  Plymouth, MN
• 2009-04-29 → 2009-09-08
  Mutual Service Corporation
  Boston, MA
  Plymouth, MN

Other Businesses

1. 8/3/2010: REGISTERED INVESTMENT ADVISOR - INVESTORS FINANCIAL GROUP, LLC - (HYBRID RIA) PROVIDING ADVICE ON AN HOURLY BASIS,BY FINANCIAL PLAN,AND AS A PERCENTAGE OF ASSETS UNDER MANAGEMENT USING THE SWM PLATFORM. - TIME SPENT 90% - PLYMOUTH, MN. 2. 06/10/2015 - INVESTORS FINANCIAL GROUP LLC - INV REL - 9800 SHELARD PKWY SUITE 220 PLYMOUTH MN 55441 - REGISTERED INVESTMENT ADVISOR - (HYBRID) INVESTORS FINANCIAL GROUP LLC - START 08/15/2010 - 120 HRS/MO DURING SECS TRDG HRS 3. 03/22/2022 - Investors Financial Group- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/18/2022 - 160 Hours Per Month/130 Hours During Securities. 4. 03/30/22 - Private Advisor Group- Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 03/18/2022 - 160 Hours Per Month/160 Hours During Securities - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.. 5. 03/30/22 - Private Advisor Group - DBA: Investors Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 03/18/2022 - 160 Hours Per Month/130 Hours During Securities I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/14/2023 - Private Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 12/31/2021 - 120 Hrs/Mo & During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity 11/7/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/10/2024 - Private Advisor Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s)- Start Date : 03/30/2022 - 120 Hrs/Mo & 120 hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-05-21

Other Names

• Tim Gaarder