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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-08 |
| MN | RA | APPROVED | 2020-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Mankato | MN | 07/1998 | Present |
| Principal Securities Inc | Mankato | MN | 03/2016 | Present |
**VARIOUS COMPANIES, SALES & SERVICE OF HEALTH, LIFE, DENTAL, LONG TERM CARE, 12/09-PRESENT, MN, NOT INVESTMENT RELATED. **Fixed Insurance, 101 N 2nd Street, Suite 101, Mankato, MN 56001, Individual and Group Health,10/12/17, Investment Related (Y/N): Y, % Income: 40, Hours Per Month: 8. **Zimmerman Financial Inc; Not Investment Related; Mankato, MN; Owner; S-Corp for business expenses; Start Date: 05/04/2018; NA hrs per month; NA during trading hours. **INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 09/17/2024 ADDRESS: 1400 Madison Ave., Suite 616, Mankato MN 56001, United States DESCRIPTION: I will be selling Medicare supplement policies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-22 |
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