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Edwin Libby Dooley

LPl Financial LLC

Nottingham, MD

Aberdeen, MD

Nottingham, MD

Edgewood, MD

Baltimore, MD

Havre De Grace, MD

Rising Sun, MD

Aberdeen, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-06-09
  • MD RA
    APPROVED
    Since 2021-06-09

Branch Locations

4131 E Joppa Rd., Nottingham, MD 21236 • United States

207 West Bel Air Ave., Aberdeen, MD 21001 • United States

8627 Belair Rd., Nottingham, MD 21236 • United States

1409 Pulaski Highway, Edgewood, MD 21040 • United States

5100 Campbell Blvd., Baltimore, MD 21236 • United States

1500 Blenheim Farm Lane, Havre De Grace, MD 21078 • United States

2841 Tome Highway, Rising Sun, MD 21911 • United States

Aberdeen, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Aberdeen MD 08/2006 Present
Lpl Financial Llc Baltimore MD 06/2021 Present
Lpl Financial Llc Baltimore MD 06/2021 Present
Previous Registrations
  • 2010-06-29 → 2021-06-09
    M&T Securities, Inc.
    Wilmington, DE
    Wilkes-Barre, PA
    Wilmington, DE
    Nottingham, MD
    Nottingham, MD
    Baltimore, MD
    Baltimore, MD
    Bel Air, MD
    Aberdeen, MD
    Bear, DE
    Newark, DE
    Newark, DE
    Timonium, MD
    Annapolis, MD
    Towson, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Edgewood, MD
    Havre De Grace, MD
    Elkton, MD
    Rising Sun, MD
    Aberdeen, MD
    Baltimore, MD
    Annapolis, MD
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-28
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S65 Uniform Investment Adviser Law Examination
    2010-06-28
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04
Other Names
  • Edwin Libby Dooley

View on SEC IAPD

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