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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Propitious Llc | Mcdonough | GA | 10/2011 | Present |
| Voya Financial Advisors | Mcdonough | GA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
| Keegan Mobley & Associates, Llc | Alpharetta | GA | 08/2024 | Present |
1. NAME OF ENTITY: Independent Insurance Agent; Yes; 146 ATLANTA STREET; MCDONOUGH; GA; 30253; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/12/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY: HENRY INVESTMENT PARTNERS 1 LLC; No; 134 ATLANTA ST; MCDONOUGH; GA; 30253; REAL ESTATE; MEMBER; 2/22/2018; 10; 0; MARKETING AND EXPOSURE TO THE COMMUNITY 3. NAME OF ENTITY: PROPITIOUS LLC; No; 146 ATLANTA STREET; MCDONOUGH; GA; 30253; POLITICAL CONSULTING; OWNER; 10/1/2011; 24; 24; PAID ON CAMPAIGN CONSULTING FEES AND MARK UPS ON PRODUCTS USED. OWNER - MAIL SERVICES, MEESAGING, PLANNING CAMPAIGN, ORGANIZATIONAL HELP. 4. NAME OF ENTITY: Cedar Street Financial Services, LLC; Yes; 146 ATLANTA STREET; MCDONOUGH; GA; 30253; DBA; owner; 10/1/2007; 160; 160; DBA for sales of securities and insurance products. 5. NAME OF ENTITY: Edulcorate LLC; No; 88 Harrington Walk; Griffin; GA; 30224; political consulting services for hire; Owner; 2/1/2021; 25; 0; consulting with the candidates, orchestrating messaging, working with vendors, and other campaign related service. 6. NAME OF ENTITY: BD Associates LLC; No; 15 Perry St; Newnan; GA; 30263; Political Consulting with candidates; Partner; 3/23/2021; 20; 0; Campaigning from messaging, mail, digital, to voter contact. 7. NAME OF OTHER BUSINESS: KEEGAN MOBLEY & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 44 MILTON AVE, ALPHARETTA, GA 30009; NATURE OF BUSINESS: CONSULTING FIRM START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: PRINCIPAL/OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFER SERVICES SUCH AS DIRECT MAIL, DIGITAL AND SOCIAL MEDIA ADVERTISING, 4K VIDEO PRODUCTION, POLLING, AND SOCIAL MEDIA MANAGEMENT; 8. NAME OF OTHER BUSINESS: WE THREE ANGLERS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOAT OWNERSHIP; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PARTNER IN OWNING A BOAT;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-27 |
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