Best Investors Account Sign in

Charles Wayne Mobley

Cetera Investment Advisers LLC

Griffin, GA

CRD 1365880

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-30
  • GA RA
    APPROVED
    Since 2023-03-30

Branch Locations

Griffin, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Propitious Llc Mcdonough GA 10/2011 Present
Voya Financial Advisors Mcdonough GA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
Keegan Mobley & Associates, Llc Alpharetta GA 08/2024 Present
  • 10/2011 → Present
    Propitious Llc
    Mcdonough, GA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Mcdonough, GA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Schaumburg, IL
  • 08/2024 → Present
    Keegan Mobley & Associates, Llc
    Alpharetta, GA
Previous Registrations
  • 2006-09-19 → 2021-06-09
    Duluth, GA
    Mcdonough, GA
  • 2004-02-26 → 2006-09-06
    Invest Financial Corporation
    Conyers, GA
    Conyers, GA
    Conyers, GA
    Tucker, GA
    Mcdonough, GA
  • 2003-03-12 → 2004-02-19
    Bb&T Investment Services, Inc.
    Charlotte, NC
Other Businesses

1. NAME OF ENTITY: Independent Insurance Agent; Yes; 146 ATLANTA STREET; MCDONOUGH; GA; 30253; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/12/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY: HENRY INVESTMENT PARTNERS 1 LLC; No; 134 ATLANTA ST; MCDONOUGH; GA; 30253; REAL ESTATE; MEMBER; 2/22/2018; 10; 0; MARKETING AND EXPOSURE TO THE COMMUNITY 3. NAME OF ENTITY: PROPITIOUS LLC; No; 146 ATLANTA STREET; MCDONOUGH; GA; 30253; POLITICAL CONSULTING; OWNER; 10/1/2011; 24; 24; PAID ON CAMPAIGN CONSULTING FEES AND MARK UPS ON PRODUCTS USED. OWNER - MAIL SERVICES, MEESAGING, PLANNING CAMPAIGN, ORGANIZATIONAL HELP. 4. NAME OF ENTITY: Cedar Street Financial Services, LLC; Yes; 146 ATLANTA STREET; MCDONOUGH; GA; 30253; DBA; owner; 10/1/2007; 160; 160; DBA for sales of securities and insurance products. 5. NAME OF ENTITY: Edulcorate LLC; No; 88 Harrington Walk; Griffin; GA; 30224; political consulting services for hire; Owner; 2/1/2021; 25; 0; consulting with the candidates, orchestrating messaging, working with vendors, and other campaign related service. 6. NAME OF ENTITY: BD Associates LLC; No; 15 Perry St; Newnan; GA; 30263; Political Consulting with candidates; Partner; 3/23/2021; 20; 0; Campaigning from messaging, mail, digital, to voter contact. 7. NAME OF OTHER BUSINESS: KEEGAN MOBLEY & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 44 MILTON AVE, ALPHARETTA, GA 30009; NATURE OF BUSINESS: CONSULTING FIRM START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: PRINCIPAL/OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OFFER SERVICES SUCH AS DIRECT MAIL, DIGITAL AND SOCIAL MEDIA ADVERTISING, 4K VIDEO PRODUCTION, POLLING, AND SOCIAL MEDIA MANAGEMENT; 8. NAME OF OTHER BUSINESS: WE THREE ANGLERS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOAT OWNERSHIP; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PARTNER IN OWNING A BOAT;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1985-06-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1985-06-27

View on SEC IAPD

More in Griffin, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor