Joseph Michael Phillips

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Colchester, VT
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2008-11-17
  Morgan Stanley & Co. Llc
  Boston, MA
• 2006-01-12 → 2007-04-02
  Morgan Stanley Dw Inc.
  Boston, MA
  Boston, MA

Other Businesses

*690377- Burlington Country Club; Investment related: No; Burlington, Vermont; Recreation; Board Member : Membership Committee Chair (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 10; Business Development/Growth, Other : Additional Responsibilities for committee chair will include Recruitment to the Club, Onboarding & Orientation along with Reporting and Strategy.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-05
• S63 Uniform Securities Agent State Law Examination
  1985-06-04

Designations

• Certified Financial Planner

Other Names

• Joe Phillips