Gregory Joseph Ferone

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-26
FL	RA	APPROVED	2009-04-02

NY RA
APPROVED

Since 2021-04-26
FL RA
APPROVED

Since 2009-04-02

Branch Locations

1600 Harrison Avenue #207, Mamaroneck, NY 10543 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Bronxville	NY	09/1985	Present
Asset & Financial Planning, Ltd	Mamaroneck	NY	07/2002	Present
Osaic Wealth, Inc.	Mamaroneck	NY	12/2002	Present
Pinnacle Taxx Advisors, Llc.	White Plains	NY	12/2002	Present

09/1985 → Present

Unemployed

Bronxville, NY
07/2002 → Present

Asset & Financial Planning, Ltd

Mamaroneck, NY
12/2002 → Present

Osaic Wealth, Inc.

Mamaroneck, NY
12/2002 → Present

Pinnacle Taxx Advisors, Llc.

White Plains, NY

Previous Registrations

2002-12-09 → 2004-12-31

Pfa/Pinnacle Financial Advisors

Mamaroneck, NY
2002-07-25 → 2002-12-02

Asset & Financial Planning, Ltd

Mamaroneck, NY

Other Businesses

1)PINNACLE TAXX OF MAMARONECK; INVESTMENT RELATED; 1600 HARRISON AVE SUITE #207 MAMARONECK NY 10543; STATUTORY AGENT; STARTED 01/01/1985; 5 HRS/MTH; 5 HRS/MTH DURING ST HOURS; INSURANCE SALES. 2) PINNACLE TAXX OF MAMARONECK; NON-INVESTMENT RELATED; 1600 HARRISON AVENUE SUITE 207 MAMARONECK NY 10543; OWNER; STARTED 01/01/2006; 15 HRS/MTH; 10 HRS/MTH DURING ST HOURS; TAX WORK. 2) FKP SERVICES, LLC. POSITION: shareholder NATURE: establish to purchase taxx practice INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/03/2017 ADDRESS: 359 Main street, 1b, Mt. kisco NY 10549, United States DESCRIPTION: Part owner in tax practice 3) FERONE ADVISORY SERVICES POSITION: CFP, owner NATURE: s corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2006 ADDRESS: 1600 harrison ave, 207, Mamaroneck NY 10543, United States DESCRIPTION: Investment Adv, tax prep, financial planning, Insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-20
S63	Uniform Securities Agent State Law Examination	1985-05-07

S65 Uniform Investment Adviser Law Examination

1999-11-20
S63 Uniform Securities Agent State Law Examination

1985-05-07

Designations

Certified Financial Planner

Other Names

Greg Ferone

View on SEC IAPD