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Current Employers
Jeffrey Matthews Wealth Management, Llc

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-21
NJ RA APPROVED 2019-09-05
  • NY RA
    APPROVED
    Since 2021-05-21
  • NJ RA
    APPROVED
    Since 2019-09-05

Branch Locations

30B Vreeland Road Suite 210, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Florham Park NJ 03/2008 09/2019
Jeffrey Matthews Financial Group Llc Florham Park NJ 09/2019 Present
  • 03/2008 → 09/2019
    Rbc Capital Markets Corporation
    Florham Park, NJ
  • 09/2019 → Present
    Jeffrey Matthews Financial Group Llc
    Florham Park, NJ
Previous Registrations
Other Businesses

Dually Registered Representative with Jeffrey Matthews Financial Group, LLC and Investment Advisory Representative with Jeffrey Matthews Wealth Management, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
S63 Uniform Securities Agent State Law Examination 1985-06-07
  • S66 Uniform Combined State Law Examination
    2011-05-06
  • S63 Uniform Securities Agent State Law Examination
    1985-06-07

View on SEC IAPD

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