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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-03
PA RA APPROVED 2014-10-09
TX RA APPROVED 2014-10-09
  • AZ RA
    APPROVED
    Since 2024-07-03
  • PA RA
    APPROVED
    Since 2014-10-09
  • TX RA
    APPROVED
    Since 2014-10-09

Branch Locations

2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States

Scottsdale, AZ • United States

Mcmurray, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Canonsburg PA 10/2014 Present
City National Bank Canonsburg PA 10/2019 Present
Previous Registrations
  • 2011-10-18 → 2014-11-04
    Upper St. Clair, PA
  • 2002-04-10 → 2007-05-01
    Hefren-Tillotson, Inc.
    Pittsburgh, PA
    Canonsburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-02
S63 Uniform Securities Agent State Law Examination 1985-07-10
  • S66 Uniform Combined State Law Examination
    2016-06-02
  • S63 Uniform Securities Agent State Law Examination
    1985-07-10
Other Names
  • Deborah Ann Zahedi
  • Deborah Ann Sullivan Zahedi
  • Deborah Ann Sullivan

View on SEC IAPD

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