Gregory Donald Glyman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-13
TX	RA	APPROVED_RES	2008-05-27
IL	RA	APPROVED	2006-05-15

FL RA
APPROVED

Since 2025-01-13
TX RA
APPROVED_RES

Since 2008-05-27
IL RA
APPROVED

Since 2006-05-15

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Chicago	IL	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Chicago, IL

Other Businesses

GREEN DOLPHIN LLC / CHICAGO, ILLINOIS 60606 / PARTNERSHIP/ OTHER TRADING VEHICLE / TRADING EQUITIES / SOLE PROPRIETORSHIP / RESEARCHING EQUITY INVESTMENTS / START DATE 06/01/2012.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-12
S63	Uniform Securities Agent State Law Examination	1985-06-24

S66 Uniform Combined State Law Examination

2006-05-12
S63 Uniform Securities Agent State Law Examination

1985-06-24

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews