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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-05-23
TX RA APPROVED 2011-05-23
  • NC RA
    APPROVED
    Since 2011-05-23
  • TX RA
    APPROVED
    Since 2011-05-23

Branch Locations

Cypress, TX • United States

17010 Seven Pines Drive Suite 100, Spring, TX 77379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Houston TX 05/2011 Present
  • 05/2011 → Present
    Royal Alliance Associates
    Houston, TX
Previous Registrations
  • 2010-05-04 → 2011-04-27
    Cetera Wealth Services, Llc
    Cypress, TX
    Cypress, TX
    Boerne, TX
    Cypress, TX
  • 2000-06-05 → 2004-01-13
    Metlife Investment Fund Services Llc
    Houston, TX
Other Businesses

1. INSURANCE POSITION: General Agent (Insurance) NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/1985 ADDRESS: 14422 Cypress Falls Dr, Cypress TX 77429, United States DESCRIPTION: Offer major medical and life insurance. 2. TED M. LUKEMAN POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 09/01/1985 ADDRESS: 14422 Cypress Falls Dr, Cypress TX 77429, United States DESCRIPTION: Sell major medical insurance to individuals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-13
S63 Uniform Securities Agent State Law Examination 1985-05-23
  • S65 Uniform Investment Adviser Law Examination
    1997-02-13
  • S63 Uniform Securities Agent State Law Examination
    1985-05-23

View on SEC IAPD

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