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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2020-08-28 |
| TX | RA | APPROVED_RES | 2010-08-07 |
| CA | RA | APPROVED | 2003-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc. | San Francisco | CA | 07/2002 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 07/2002 | Present |
UNITED CHURCH OF CHRIST, ASHLAND POSITION: Stewardship Committee Chair NATURE: Chairing the Stewardship Committee of the congregation. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 717 Siskiyou Blvd, Ashland OR 97520, United States DESCRIPTION: Constitute a committee, create an annual stewardship program for the congregation, direct the implementation of that program with the help of the committee members. ROGUE VALLEY SYMPHONY POSITION: Board Member NATURE: The RVS is a regional non-profit arts organization providing classical music performances and educational experiences to residents of the Rogue Valley in southern Oregon. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 33 N 1st Street, Ashland OR 97520, United States DESCRIPTION: Overall board membership advising the organization to fulfill its long-term strategic plan. This position is volunteer and the term is for three years. I will serve on the board's education committee. ANTHEM BLUE CROSS OF CALIFORNIA POSITION: Broker NATURE: Trailing commissions only, NO new sales of Anthem Blue Cross. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2014 ADDRESS: 987 Patton LN, Ashland OR 97520, United States DESCRIPTION: Direct policyholders to Anthem for service questions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-18 |
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