Troy Anthony Litle

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-03-11
TX	RA	APPROVED_RES	2024-03-11

CA RA
APPROVED

Since 2024-03-11
TX RA
APPROVED_RES

Since 2024-03-11

Branch Locations

6781 N Palm Ave Ste 201, Fresno, CA 93704 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Fresno	CA	09/1990	01/2024
Wells Fargo Clearing Services, Llc	Fresno	CA	03/2024	Present

09/1990 → 01/2024

Ubs Financial Services Inc.

Fresno, CA
03/2024 → Present

Wells Fargo Clearing Services, Llc

Fresno, CA

Previous Registrations

1997-07-08 → 2024-03-22

Ubs Financial Services Inc.

Fresno, CA

Fresno, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-06-27

S63 Uniform Securities Agent State Law Examination

1985-06-27

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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