Robert James Ohanlon

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 12/2019
  Nationwide Insurance
  Greensboro, NC
• 01/2008 → 12/2019
  Nationwide Securities Inc
  Greensboro, NC
• 04/2020 → Present
  Cambridge Investment Research
  Fairfield, IA
• 04/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2007 → Present
  O'HAnlon Insurance And Financial Services
  Greensboro, NC

Previous Registrations

• 2008-08-01 → 2019-12-31
  Nationwide Securities, Llc
  Greensboro, NC
  Raleigh, NC
  Greensboro, NC
• 2008-03-24 → 2008-08-01
  1717 Capital Management Company
  Greensboro, NC
• 2004-09-08 → 2007-11-07
  Msi Financial Services, Inc.
  Fredericksburg, VA
  Richmond, VA
• 2000-11-06 → 2004-04-20
  Pruco Securities, Llc.
  Glen Allen, VA

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. 04/02/20,INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) WAR MEMORIAL FOUNDATION, 600 NORTH REGIONAL RD, GREENSBORO, NC, BOARD MEMBER OF A NON-PUBLIC ENTITY, 04//15/09, NIR, 4/MO- 0/TRADING 3) BOY SCOUTS OF AMERICA, 1405 WESTOVER TERRACE, GREENSBORO NC, BOARD MEMBER OF A NON-PUBLIC ENTITY, CHAIRMAN OF EAGLE BOARD, 01/01/08, NIR, 6/MO- 0/TRADING 4) PIVOTAL FINANCIAL ADVISORS, 6300 Ridglea Place, Suite 810, Fort Worth TX 76116, United States, START DATE 03/2025, Agent, DBA Name, NIR, HR/MO 30, HR/MO TRADING 30

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-22
• S63 Uniform Securities Agent State Law Examination
  1986-09-05