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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Co. | St Paul | MN | 07/1982 | 08/2023 |
| Securian Financial Services, Inc. | St Paul | MN | 03/1985 | 08/2023 |
| Healy Mortgage | South Bend | IN | 01/2007 | Present |
| Shoemaker Financaial | South Bend | IN | 07/2010 | Present |
| Cetera Wealth Services, Llc | South Bend | IN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Preussco Llc | South Bend | IN | 07/2024 | Present |
1. GREAT DAY LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner; 2. HEALY MORTGAGE LLC POSITION: Employee NATURE: Referral Agreement INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2007 ADDRESS: , South Bend IN , United States DESCRIPTION: Employee; 3. HEALY TAX LLC POSITION: Owner NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner; 4. THE HEALY GROUP POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 122 SECURITIES TRADING HOURS: 122 START DATE: 01/01/1988 ADDRESS: , South Bend IN , United States DESCRIPTION: Owner; 5. SARKOTHENTA LLC POSITION: Spouse of owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 17818 Prince Albert Ct., Granger IN 46530, United States DESCRIPTION: This is an LLC established by my wife to invest in real estate developments managed by her brother-in-law. We have multiple PIPs completed for the 7 investments she has made. Sarkothenta will be a holding company for these with the intent of gifting minority interests to our children along with allowing our children to invest their own money in their uncle's projects; 6. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/08/2021 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales; 7. NAME OF OTHER BUSINESS: PREUSSCO LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE:07/2024, POSITION/TITLE/RELATIONSHIP: PRESIDENT AND MAJORITY OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INVEST IN FAMILY OWNED START-UP BUSINESS OPPORTUNITIES AND REAL ESTATE PROJECTS; 8. NAME OF OTHER BUSINESS: TRINITY ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 107 SOUTH GREENLAWN AVE SOUTH BEND, IN 46617; NATURE OF BUSINESS: EDUCATIONAL BOARD; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF TRINITY ACADEMY SOUTH BEND; 9. NAME OF OTHER BUSINESS: PREUSSKI, LLC; INVESTMENT RELATED: NO; ADDRESS: 17818 PRINCE ALBERT CT. GRANGER, INDIANA 46530; NATURE OF BUSINESS: REAL ESTATE; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTAIN RECORDS OF INVESTMENT IN PRIVATE COMMERCIAL REAL ESTATE DEVELOPMENT FUND; 10. NAME OF OTHER BUSINESS: TRINITY ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 107 S. GREENLAWN AVE. SOUTH BEND, IN 46617; NATURE OF BUSINESS: BOARD; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE FINANCIALS OF TRINITY ACADEMY INCLUDING BUDGETING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-06-07 |
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