Lawrence Curtis Smoller

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2004-02-06 → 2012-11-21
  Lpl Financial Llc
  Beverly Hills, CA
• 1997-07-08 → 2004-02-24
  Ubs Financial Services Inc.
  Century City, CA

Other Businesses

1) LAWRENCE C. SMOLLER, 10841 ASHTON AVE, LOS ANGELES, CA, 07/1985, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0 HRS/MO, 0 HRS/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2012, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-24
• S63 Uniform Securities Agent State Law Examination
  1985-06-19

Other Names

• Larry Smoller