Dean Elvin Williams

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2008-06-18

MO RA
APPROVED

Since 2008-06-18

Branch Locations

Santa Rosa Beach, FL • United States

7777 Bonhomme Ave., Suite 2400, Clayton, MO 63105 • UNITED STATES

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Smith Moore & Co	Clayton	MO	06/2008	Present

06/2008 → Present

Smith Moore & Co

Clayton, MO

Previous Registrations

2006-02-22 → 2008-06-26

Ubs Financial Services Inc.

St. Louis, MO

Clayton, MO

Other Businesses

Real Estate Broker - Only conducts personal business for himself and immediate family. Non-Investment related. 0 hours/month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-18
S63	Uniform Securities Agent State Law Examination	1985-04-25

S65 Uniform Investment Adviser Law Examination

2006-02-18
S63 Uniform Securities Agent State Law Examination

1985-04-25

Other Names

Dean Elvin William
Dean Elvin Williams
Dean E Williams

View on SEC IAPD