David Botwinick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → Present
  Sii Investments
  Oxnard, CA
• 02/2018 → Present
  Lpl Financial Llc
  Oxnard, CA

Previous Registrations

• 2013-03-18 → 2018-02-15
  Sii Investments, Inc.
  Oxnard, CA
  Appleton, WI
  Oxnard, CA
  Appleton, WI
• 2001-05-08 → 2013-03-19
  Equitable Advisors, Llc
  New York, NY
  Oxnard, CA
  Oxnard, CA

Other Businesses

1. 02/14/2018 - DAVID BOTWINICK & ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1990s. 2. 02/14/2018 - No Business Name - Investment Related - Oxnard, CA - Real Estate Rental - Half Owner. 3. 02/14/2018 - No Business Name- Investment Related - Hemet, CA - Real Estate Rental - Owner. 4. 02/14/2018 - DAVID BOTWINICK & ASSOCIATES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance- Start Date 1990s.

Exams

• S66 Uniform Combined State Law Examination
  2000-09-05

Other Names

• David Reeves