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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-10 |
| MO | RA | APPROVED | 2025-09-09 |
| TX | RA | APPROVED | 2025-09-09 |
Branch Locations
Laguna Beach, CA • United States
14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | St. Louis | MO | 03/2009 | 09/2025 |
| Morgan Stanley Smith Barney Llc | Laguna Beach | CA | 09/2025 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2025 | Present |
(1) *663269 - Twenty Minutes to Fitness; Investment Related; Clayton, MO; Fitness; Sole Proprietor/Owner; Start September 2002; During business hours: 3; After business hours: 7; Run finances and marketing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-10 |
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