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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-10
MO RA APPROVED 2025-09-09
TX RA APPROVED 2025-09-09
  • CA RA
    APPROVED
    Since 2025-09-10
  • MO RA
    APPROVED
    Since 2025-09-09
  • TX RA
    APPROVED
    Since 2025-09-09

Branch Locations

Laguna Beach, CA • United States

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Louis MO 03/2009 09/2025
Morgan Stanley Smith Barney Llc Laguna Beach CA 09/2025 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2025 Present
  • 03/2009 → 09/2025
    St. Louis, MO
  • 09/2025 → Present
    Morgan Stanley Smith Barney Llc
    Laguna Beach, CA
  • 10/2025 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

(1) *663269 - Twenty Minutes to Fitness; Investment Related; Clayton, MO; Fitness; Sole Proprietor/Owner; Start September 2002; During business hours: 3; After business hours: 7; Run finances and marketing.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-09
S63 Uniform Securities Agent State Law Examination 1985-06-10
  • S65 Uniform Investment Adviser Law Examination
    1996-12-09
  • S63 Uniform Securities Agent State Law Examination
    1985-06-10
Designations
Other Names
  • Paul Irving Miller

View on SEC IAPD

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