Louis Edward Bordonaro

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-26
NY	RA	APPROVED	2023-09-01

FL RA
APPROVED

Since 2025-12-26
NY RA
APPROVED

Since 2023-09-01

Branch Locations

Washington, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc	Port Washington	NY	01/2009	09/2023
Osaic Wealth, Inc.	Washington	NY	09/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc

Port Washington, NY
09/2023 → Present

Osaic Wealth, Inc.

Washington, NY

Previous Registrations

2021-04-23 → 2023-09-01

Osaic Services, Inc.

Washington, NY

Other Businesses

SENTINEL FINANCIAL SERVICES, LLC POSITION: Owner NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: ONE SEAGULL LANE, P.O. Box 952, Port Washington NY 11050, United States DESCRIPTION: SELL LIFE, HEALTH AND MEDICAL INSURANCE AND FIXED ANNUITIES and Tax Preparation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-12
S63	Uniform Securities Agent State Law Examination	1992-02-03

S65 Uniform Investment Adviser Law Examination

1999-08-12
S63 Uniform Securities Agent State Law Examination

1992-02-03

View on SEC IAPD