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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bar Financial Llc | Mechanicsburg | PA | 01/2006 | 02/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FIXED INSURANCE - LIFE, HEALTH AND LTC, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE: 2003, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: BAR FINANCIAL LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FINANCIAL SERVICES, POSITION/TITLE/RELATIONSHIP: REGIONAL DIRECTOR, START DATE: 2003, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT AND SALES; 3. NAME OF OTHER BUSINESS: HARRISBURG AREA LYME DISEASE SUPPORT GROUP INVESTMENT RELATED: NO ADDRESS: 5 KACEY COURT MECHANICSBURG PA 17055 START DATE: 4/2017 NATURE OF BUSINESS: SUPPORTS THOSE INVOLVED/AFFECTED BY LYME DISEASE APX # OF HOURS PER WEEK: 20 APX # OF HOURS DURING TRADING HOURS: 20 POSITION/TITLE/RELATIONSHIP: PRESIDENT DUTIES: CONDUCT MONTHLY MEETINGS, SPEAK PUBLICLY, ADVOCATE FOR LYME RIGHTS 4. NAME OF OTHER BUSINESS: PA LYME RESOURCE NETWORK, INVESTMENT RELATED: NO, ADDRESS: 211 SOUTH MAIN STREET, NORTH WALES, PA 19454, START DATE: 05/01/2014, NATURE OF BUSINESS: STATEWIDE LYME DISEASE SUPPORT GROUP, APX # OF HOURS PER WEEK: 5 APX # OF HOURS DURING TRADING HOURS: 5, DUTIES: CO-FOUNDER, TREASURER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-06 |
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