Jacque Lynn Richards

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-10-04
IA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2010-10-04
IA RA
APPROVED

Since 2009-06-01

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	West Des Moines	IA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

West Des Moines, IA

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

West Des Moines, IA
2006-01-06 → 2007-04-02

Morgan Stanley Dw Inc.

West Des Moines, IA

West Des Moines, IA

Other Businesses

*408674 - Polk County Auditor; Investment related No; Des Moines, IA; Government; Poll Worker (proprietor, partner, officer, director, employee, trustee, agent); Nov 2020; During business hours: 8; After business hours: 0; Administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-14
S63	Uniform Securities Agent State Law Examination	1988-03-07

S66 Uniform Combined State Law Examination

2005-12-14
S63 Uniform Securities Agent State Law Examination

1988-03-07

Other Names

Jacque Lynn Richard
Jacque Lynn Mcdowell
Jacque Lynn Toney

View on SEC IAPD