Kevin Casey Runde

Current Employers

Runde & Co. Llc

1420 5Th Avenue Suite 2200, Seattle, WA 98101 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	1993-03-09

WA RA
APPROVED

Since 1993-03-09

Branch Locations

10014Th Avenue Suite3200, Seattle, WA 98154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Runde & Co. Incorporated	Seattle	WA	11/1992	Present

11/1992 → Present

Runde & Co. Incorporated

Seattle, WA

Previous Registrations

1996-02-16 → 2005-06-30

Hooper R B & Co Inc

Seattle, WA

Other Businesses

IN ADDITION TO RUNDE & CO. INCORPORATEDWE OWN AND OPERATE R B HOOPER & CO INCORPORATED. THIS IS ALSO AND INVESTMENT MANAGEMENT COMPANY AND I AM ALSO THE VICE PRESIDENT. THE BUSINISSES ARE RUN CONCURRENTLY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-06-25
S63	Uniform Securities Agent State Law Examination	1990-08-08

S65 Uniform Investment Adviser Law Examination

1993-06-25
S63 Uniform Securities Agent State Law Examination

1990-08-08

View on SEC IAPD